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Ten platinum rules for PhD supervisors

Is it time to add PhD supervision to your skill set? Tara Brabazon explains the pitfalls, challenges and rewards of this key academic role for the rookie mentor

Tara Brabazon

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I receive strange emails. Some request money, sexual favours or a reference. Thousands, sent from students, have outlined the failures of PhD supervisors. From this dodgy digital pile, one message remains in my memory.

A young academic was outraged. He was so outraged that he used capital letters throughout the email. He was offended that I had written an article ,  aimed at prospective PhD students, that provided a guide to selecting a supervisor/adviser with care, ensuring that expectations, rights and responsibilities are assembled at the start of their enrolment. He was outraged – sorry, OUTRAGED – that I focused on students and their right to choose. I had supposedly displaced his capacity to supervise by suggesting that students check academic credentials and expertise.

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This strange email captures the dense and difficult negotiations of power within PhD supervision. Students have choices. So do supervisors and advisers. The alignment of purpose and priorities is crucial. Too often, this relationship is toxic. Therefore, let’s park the outrage and provide 10 maxims to consider as we start – or continue – as a supervisor/adviser, so that we are authentic, credible and useful.

1. Just because you have completed a PhD does not mean you can supervise one

Very few academics hold teaching qualifications, particularly outside the education disciplines. Higher degree supervision – too often – is based on homology. We supervise as we were supervised. Or – more worryingly – we supervise how we think we were supervised. This strategy has never been effective – as confirmed by PhD attrition rates . As the PhD student cohort diversifies to include more women, Indigenous and First Nation students, rainbow students, scholars of colour, students with disabilities, and a wide span of ages, homology is not only inappropriate but destructive. My first 18 completions were all students under the age of 25. My next 30 were all over 40. Our students are changing . They will not put up with platitudes, excuses or comments about the good old days.

Experience is not enough. Expertise is required. Enrol in professional development courses. Learn how to supervise. Learn about doctoral studies. It is a burgeoning field of research. Do not assume that we know what we are doing because we graduated with a PhD. Simply because we drink milk does not mean we can run a dairy farm. In no other area of our scholarly lives would we generalise from a data set of one.

2. Any academic can meet a PhD student – the skill is enabling the completion and submission of a quality thesis

It is very pleasant to supervise PhD students. They are bright people who work hard and think deeply. Yet these meetings in and of themselves do not ensure completion or that the research will reach the intellectual level required of a PhD examination.

Do you know the intellectual standard required to pass a PhD in your discipline? In other words, can you read a student’s close-to-completed thesis and know that it will pass? Can you locate the line between major and minor corrections; major corrections and a revise and resubmit; and revise and resubmit and failure? Which disciplines encourage split decisions when examiners disagree? Do you know how the policies, procedures and regulations of your institution shape and frame the PhD thesis that is sent to examiners? How does the digital submission of the thesis transform its preparation and examination?

This knowledge is derived from learning about the doctoral policies and procedures in your institution, reading a large number of doctoral theses and examination reports, and volunteering to be a viva chair or milestone assessor as often as possible. 

Talking to students over coffee or in a lab is important. Understanding the standard required for a doctoral thesis to pass with minor corrections is crucial.

3. Beginnings matter, so work hard in the first year

While the focus of the candidature – from the first day – must be on the examination, a short and successful enrolment is based on a powerhouse first year. Some of the most dreadful – and longest – candidatures I have seen have emerged from supervisors allowing students to wander about, thinking about their honours, master’s or capstone projects, drinking coffee and ambling through conferences, while complaining about their lack of progress.

The best candidatures begin as if the student is driving in a Grand Prix. Start your engines. Hammer to the first corner. It is important that students do not simply redo earlier projects. Find a subject area quickly, and then render it discrete, manageable and viable. If students can rapidly determine research questions, even if they are clumsy, then they have a focus. A strong first year of enrolment gives students confidence; they can publish early in the project and start to gain meaningful feedback.

4. Assess the student’s information literacy in the first month of their enrolment

Two pathways connect a student and a supervisor. The first involves teaching a student through their undergraduate years, and they continue through to a PhD with you as their supervisor. The second pathway involves students selecting you to supervise their project from outside your courses, university or country. Both modes of admission hold dangers, mainly involving assumptions about information literacy, academic literacy and disciplinary literacy.

Before my students start their supervision – whether I have known them for years or just begun a teaching and learning relationship – I ensure that they complete a PhD set-up document . This pamphlet, which I have used for every student I have supervised over 24 years, incorporates all modes of the doctorate – including the PhD by prior publication and the artefact-and-exegesis thesis – and fulfils a diagnostic role. It ensures that the student is thinking about a topic, they verify methodological, epistemological and ontological considerations, and also log their information literacy. For the supervisor, the completed set-up document and the subsequent meeting – which I usually schedule for two hours – provides the initiation into the doctoral programme.

From this diagnostic tool, a suite of professional development programmes can be inserted into the candidature, particularly involving the library, librarians and information literacy. From this foundation, literature reviews, systematic reviews and scoping reviews can emerge, which enable a rapid narrowing of the project and the development of research questions. 

5. Assumptions kill doctorates

Students maintain assumptions about a PhD. So do supervisors. If these assumptions are not communicated and managed, students and supervisors move through the candidature misunderstanding each other. The resultant “conversations” are hooked into confusion, resentment, bitterness and anger. Statements such as: “It’s your PhD” and “Tell me what you want me to do next” pepper the enrolment. The set up document and initial meeting replace assumptions with talking points about the rights, responsibilities and roles of supervisors and students. A clear, honest discussion about meeting frequency, feedback, modes of communication and the management of challenges at the start of a candidature not only saves time but reduces the likelihood of changing supervisors through the programme and cuts student attrition.

6. The selection of examiners is the single most important moment in a doctoral programme

Examination matters to a PhD. Our last stand for quality assurance and excellence in our universities resides in doctoral programmes. If we “dial a mate” and bring in friends to examine, it is time to close our universities.  Standards matter. When I was dean of graduate research, it was amazing how often I had very senior colleagues attacking me with aggression only seen in extreme cage fighting about the importance of their research partner, grant collaborator, co-author or former student acting as an examiner. The mantra would progress as follows (yes, this is a direct quotation): “There are only three experts in this field in the world. I am one of them and I am friends with the other two.” In this case, the area with only three international experts was – wait for it – body image.

Select an examiner who is intensely research-active, aligned to the field of the thesis without being so close that the student would be viewed as a threat, and resolutely independent of the supervisor.

To ensure a strong selection of external examiners, enact a full digital evaluation to ensure that they are research-active and a decent person, rather than in need of a Snickers at the first critique or differing view. Finally – and this is sad to write – select experienced researchers, supervisors and examiners. The toughest examiners are – obviously – the most inexperienced. They have a data set of one: their own thesis. They are a genius (obviously). Any thesis they read in the early years after their own submission and examination must be substandard (to their own).

To shift to the Star Wars universe, find a Yoda examiner rather than one with the impetuous confidence of a young Obi Wan or Luke Skywalker.

7. Make sure the SOCK is obvious, clear and present in the abstract (and the introduction and conclusion)

The PhD has one characteristic: a significant, original contribution to knowledge (SOCK) . Without a SOCK, a PhD will not pass. Each word is important. Research can be a contribution but not original. It can be original but not significant. Supervisor and student must work together to ensure that the SOCK is the strong frame for the candidature and thesis. The earlier a student can ascertain their SOCK, the smoother the progression to completion.

The SOCK is presented in the second sentence of the abstract: “My significant, original contribution to knowledge is…” As supervisors, we need to move the student into the space where they can complete this sentence as early as possible in their enrolment.

Examiners are paid very little to assess a thesis. It is hard work. Think about an examiner reading a thesis while drinking a glass of chianti. Therefore, in every chapter, a student must remind the chianti-fuelled examiner about the purpose of this chapter and how it aligns with the SOCK of the thesis. Ensure that the abstract, introduction, conclusion and every single chapter hook into the SOCK.

8. PhD students are not your slaves, sexual partners, un(der)paid research assistants or writers of your articles

One of the saddest memories of my academic career emerged in a meeting (obviously) when I had started as a dean of graduate research. Senior scholars – research heavyweights – were assembled in the room. Very early in the meeting one of these Mike Tysons described their PhD students as “slaves.” That was appalling. What was chilling was the laughter that erupted in response to this nasty noun. 

PhD students do not exist to serve or service the supervisor. They are not drawing breath so that they can complete a supervisor’s research project or write a supervisor’s articles. We all know – personally and professionally – shocking stories about supervisors “appropriating” the work of their students or adding their name to papers in which they had minimal intellectual input. Research codes of conduct around the world – most stemming from the Vancouver protocol – are creating changes, with institutions and journals demanding transparency and integrity from all authors through the submission process.

PhD students need a supervisor to protect, guide, mentor and enable. It is an unequal relationship. Shocking cases have been revealed around the world of the sexual exploitation of students, from sexual harassment through to sexual assault. These cases demean all scholars. The standards we walk past are the standards we accept. A PhD candidate is a student, and therefore worthy of respect, care, guidance and clarity in the standards of a professional relationship.

9. Create a strong supervisory team

Most university systems around the world insist on a supervisory team. That change is welcome; we cannot guarantee that the scholars who start the supervision will remain in place until the examination. A team adds safety, and a safety net for the student.

Supervisory teams, composed of two or more colleagues, are important. Sometimes, the relationships are fraught or non-existent. Many co-supervisors are simply on paper for administrative purposes and not involved in the project. The best relationships involve one of the supervisors using their specific expertise – often in methodology – to enable the creation of a chapter. When that part of the project is completed, they step back from the supervision. 

Supervisors should meet before any student is involved in the process to discuss their expectations, hopes and concerns about the project and the student. How often are meetings held? Who is involved in those meetings? How is feedback to be organised? How are disagreements – scholarly or otherwise – to be resolved? These questions must be answered and agreed on before the student is involved in the process.

10. Do not confuse the production of refereed articles with the construction of a thesis

Every PhD should have a dissemination strategy. Research must be available to ensure citizens and fellow scholars can use it – and transform it. Examiners also recognise the value of peer-reviewed publications as part of the PhD. Experienced supervisors remember that  the best examiners differentiate between the processes of  peer reviewing and examination. 

I have published more than 250 refereed articles. I have graduated from only one PhD. The confusion between publishing articles and examination dumbs down our doctorates. Indeed, it is becoming customary to assume that three refereed articles are sufficient in scope, scale and quality to create a successful PhD examination.

Three articles in three years would not reach the level required to be “research-active” as a scholar. Many of us produce between five and 10 articles every year. Indeed, the PhD by prior publication , an unusual but burgeoning mode of doctorate, submits a long (20,000-40,000 words) contextual statement confirming the significant, original contribution to knowledge, followed by a large number of publications, often spanning from 12 to 25 articles. 

In terms of quality assurance, how could three articles be equivalent to an integrated research project of 100,000 words? Indeed, how could three articles be equivalent to the 12 or more publications submitted through a PhD by prior publication?

Fine PhDs have been passed without any publications emerging from them. Theses with refereed articles have been subjected to revision and re-examination. Publishing research during a PhD is valuable. It must not be assumed that peer review and examination are equivalent or converge.

A final note: supervising PhD students is a privilege. It is not a right. Doctoral studies and the scholarship of supervision (SoS)  literature are revealing how supervisory quality is built through experience, expertise, professional development and research-led andragogy. Our responsibilities as supervisors are not only to our students but also to our disciplines, to research ethics and the maintenance of standards. Great PhD students are our future. Great PhD supervisors remain at their service.

Tara Brabazon is professor of cultural studies at Flinders University. Her most recent books are 12 rules for (Academic) Life: A Stroppy Feminist Guide to Teaching, Learning, Politics and Jordan Peterson (Springer, 2022) and Comma: How to Restart, Reclaim and Reboot your PhD (Author’s Republic, 2022).

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For more insights from Tara Brabazon:

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What Makes A Good PhD Supervisor?

• By Dr Harry Hothi
• August 12, 2020

A good PhD supervisor has a track record of supervising PhD students through to completion, has a strong publication record, is active in their research field, has sufficient time to provide adequate supervision, is genuinely interested in your project, can provide mentorship and has a supportive personality.

Introduction

The indicators that you’ll have the best chance of succeeding in your PhD project are multi-factorial. You’ll need to secure funding, find a research project that you’re interested in and is within your academic area of expertise, maybe even write your own research proposal, and find a good supervisor that will help guide you through PhD life.

As you research more into life as a doctoral student, you’ll appreciate that choosing a good supervisor is one of the most important factors that can influence the success of your project, and even If you complete your PhD at all. You need to find a good supervisory relationship with someone who has a genuine research interest in your project.

This page outlines the top qualities to look for as indicators of an ideal PhD supervisor. But before we get to that, we should be clear on precisely what the supervisor is there to do, and what they are not.

The Role of a PhD Supervisor

A PhD supervisor is there to guide you as you work through PhD life and help you make informed decisions about how you shape your PhD project. The key elements of their supervisory role include:

• To help ensure that you stay on schedule and maintain constant progress of your research so that you ultimately finish your PhD within your intended time frame, typically three to four years.
• To advise and guide you based on their knowledge and expertise in your subject area.
• To help you in the decision-making process as you design, prepare and execute your study design.
• To work with you as you analyse your raw data and begin to draw conclusions about key findings that are coming out of your research.
• To provide feedback and edits where necessary on your manuscripts and elements of your thesis writing.
• To encourage and motivate you and provide ongoing support as a mentor.
• To provide support at a human level, beyond just the academic challenges.

It’s important that you know from the outset what a supervisor isn’t there to do, so that your expectations of the PhDstudent-supervisor relationship are correct. A supervisor cannot and should not create your study design or tell you how you should run your experiments or help you write your thesis. Broadly speaking, you as a PhD student will create, develop and refine content for your thesis, and your supervisor will help you improve this content by providing you with continuous constructive feedback.

There’s a balance to be found here in what makes a good PhD supervisor, ranging from one extreme of providing very little support during a research project, to becoming too involved in the running of the project to the extent that it takes away from it being an independent body of work by the graduate student themselves. Ultimately, what makes a good supervisor is someone you can build a rapport with, who helps bring out the best in you to produce a well written, significant body of research that contributes novel findings to your subject area.

Read on to learn the key qualities you should consider when looking for a good PhD supervisor.

Qualities to Look For in A Good PhD Supervisor

1. a track record of successful phd student supervision.

A quick first check to gauge how good a prospective supervisor is is to find out how many students they’ve successfully supervised in the past; i.e. how many students have earned their PhD under their supervision. Ideally, you’d want to go one step further and find out:

• How many students they’ve supervised in total previously and of those, what percentage have gone onto gain their PhDs; however, this level of detail may not always be easy to find online. Most often though, a conversation with a potential supervisor and even their current or previous students should help you get an idea of this.
• What were the project titles and specifically the areas of research that they supervised on? Are these similar to your intended project or are they significantly different from the type of work performed in the academic’s lab in the past? Of the current students in the lab, are there any projects that could complement yours
• Did any of the previous PhD students publish the work of their doctoral research in peer-reviewed journals and present at conferences? It’s a great sign if they have, and in particular, if they’re named first authors in some or all of these publications.

This isn’t to say that a potential supervisor without a track record of PhD supervision is necessarily a bad fit, especially if the supervisor is relatively new to the position and is still establishing their research group. It is, however, reassuring if you know they have supervision experience in supporting students to successful PhD completion.

2. Is an Expert in their Field of Research

As a PhD candidate, you will want your supervisor to have a high level of research expertise within the field that your own research topic sits in. This expertise will be essential if they are to help guide you through your research and keep you on track to what is most novel and impactful to your research area.

Your supervisor doesn’t necessarily need to have all the answers to questions that arise in your specific PhD project, but should know enough to be able to have useful conversations about your research. It will be your responsibility to discover the answers to problems as they arise, and you should even expect to complete your PhD with a higher level of expertise about your project than your supervisor.

The best way to determine if your supervisor has the expertise to supervise you properly is to look at their publication track record. The things you need to look for are:

• How often do they publish papers in peer-reviewed journals, and are they still actively involved in new papers coming out in the research field?
• What type of journals have they published in? For example, are most papers in comparatively low impact factor journals, or do they have at least some in the ‘big’ journals within your field?
• How many citations do they have from their research? This can be a good indicator of the value that other researchgroups place on these publications; having 50 papers published that have been cited only 10 times may (but not always) suggest that this research is not directly relevant to the subject area or focus from other groups.
• How many co-authors has your potential supervisor published with? Many authors from different institutions is a good indicator of a vast collaborative professional network that could be useful to you.

There’re no hard metrics here as to how many papers or citations an individual needs to be considered an expert, and these numbers can vary considerably between different disciplines. Instead, it’s better to get a sense of where your potential supervisor’s track record sits in comparison to other researchers in the same field; remember that it would be unfair to directly compare the output of a new university lecturer with a well-established professor who has naturally led more research projects.

Equally, this exercise is a good way for you to better understand how interested your supervisor will be in your research; if you find that much of their research output is directly related to your PhD study, then it’s logical that your supervisor has a real interest here. While the opposite is not necessarily true, it’s understandable from a human perspective that a supervisor may be less interested in a project that doesn’t help to further their own research work, especially if they’re already very busy.

Two excellent resources to look up publications are Google Scholar and ResearchGate .

3. Has Enough Time to Provide Good PhD Supervision

This seems like an obvious point, but it’s worth emphasising: how smoothly your PhD goes and ultimately how successful it is, will largely be influenced by how much time your research supervisor has to provide guidance, constructive academic advice and mentorship. The fact that your supervisor is the world’s leading expert in your field becomes a moot point if they don’t have time to meet you.

A good PhD supervisor will take the time to meet with you regularly in person (ideally) or remotely and be reachable and responsive to questions as and when they arise (e.g. through email or video calling). As a student, you want to have a research environment where you know you can drop by your supervisors’ office for a quick chat, or that you’ll see them around the university regularly; chance encounters and corridor discussions are sometimes the most impactful when working through problems.

Unsurprisingly, however, most academics who are well-known experts in their field are also usually some of the busiest too. It’s common for established academic supervisors to have several commitments competing for their time. These can include teaching and supervising undergraduate students, masters students and post-docs, travelling to collaborator meetings or invited talks, managing the growth of their academic department or graduate school, sitting on advisory boards and writing grants for funding applications. Beware of the other obligations they may have and how this could impact your work relationship.

You’ll need to find a balance here to find a PhD supervisor who has the academic knowledge to support you, but also the time to do so; talking to their current and past students will help you get a sense of this. It’s also reassuring to know that your supervisor has a permanent position within your university and has no plans for a sabbatical during your time as a PhD researcher.

4. Is a Good Mentor with a Supportive Personality

A PhD project is an exercise in independently producing a substantial body of research work; the primary role of your supervisor should be to provide mentoring to help you achieve this. You want to have a supervisor with the necessary academic knowledge, but it is just as important to have a supportive supervisor who is actively willing and able to provide you constructive criticism on your work in a consistent manner. You’ll likely get a sense of their personality during your first few meetings with them when discussing your research proposal; if you feel there’s a disconnect between you as a PhD student and your potential supervisor at this stage, it’s better to decide on other options with different supervisors.

A good supervisor will help direct you towards the best outcomes in your PhD research when you reach crossroads. They will work with you to develop a structure for your thesis and encourage you to set deadlines to work to and push you to achieve these. A good mentor should be able to recognise when you need more support in a specific area, be it a technical academic hurdle or simply some guidance in developing efficient work patterns and routines, and have the communication skills to help you recognise and overcome them.

A good supervisor should share the same mindset as you about finishing your PhD within a reasonable time frame; in the UK this would be within three to four years as a full-time university student. Their encouragement should reflect this and (gently) push you to set and reach mini-milestones throughout your project to ensure you stay on track with progress. This is a great example of when a supportive personality and positive attitude is essential for you both to maintain a good professional relationship throughout a PhD. The ideal supervisor will bring out the best in you without becoming prescriptive in their guidance, allowing you the freedom to develop your own working style.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

To sum up, the qualities you should look for in a good PhD supervisor are that they have a strong understanding of your research field, demonstrated by regular and impactful publications, have a proven track record of PhD supervision, have the time to support you, and will do so by providing mentorship rather than being a ‘boss’.

As a final point, if you’re considering a research career after you finish your PhD journey, get a sense of if there may any research opportunities to continue as a postdoc with the supervisor if you so wanted.

Need to write a list of abbreviations for a thesis or dissertation? Read our post to find out where they go, what to include and how to format them.

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Ten simple rules for choosing a PhD supervisor

Department of Biology, Dalhousie University, Halifax, Nova Scotia, Canada

Catherine Bannon

J. scott p. mccain, introduction.

The PhD beckons. You thought long and hard about why you want to do it, you understand the sacrifices and commitments it entails, and you have decided that it is the right thing for you. Congratulations! Undertaking a doctoral degree can be an extremely rewarding experience, greatly enhancing your personal, intellectual, and professional development. If you are still on the fence about whether or not you want to pursue a PhD, see [ 1 , 2 ] and others to help you decide.

As a PhD student in the making, you will have many important decisions to consider. Several of them will depend on your chosen discipline and research topic, the institution you want to attend, and even the country where you will undertake your degree. However, one of the earliest and most critical decisions you will need to make transcends most other decisions: choosing your PhD thesis supervisor. Your PhD supervisor will strongly influence the success and quality of your degree as well as your general well-being throughout the program. It is therefore vital to choose the right supervisor for you. A wrong choice or poor fit can be disastrous on both a personal and professional levels—something you obviously want to avoid. Unfortunately, however, most PhD students go through the process of choosing a supervisor only once and thus do not get the opportunity to learn from previous experiences. Additionally, many prospective PhD students do not have access to resources and proper guidance to rely on when making important academic decisions such as those involved in choosing a PhD supervisor.

In this short guide, we—a group of PhD students with varied backgrounds, research disciplines, and academic journeys—share our collective experiences with choosing our own PhD supervisors. We provide tips and advice to help prospective students in various disciplines, including computational biology, in their quest to find a suitable PhD supervisor. Despite procedural differences across countries, institutions, and programs, the following rules and discussions should remain helpful for guiding one’s approach to selecting their future PhD supervisor. These guidelines mostly address how to evaluate a potential PhD supervisor and do not include details on how you might find a supervisor. In brief, you can find a supervisor anywhere: seminars, a class you were taught, internet search of interesting research topics, departmental pages, etc. After reading about a group’s research and convincing yourself it seems interesting, get in touch! Make sure to craft an e-mail carefully, demonstrating you have thought about their research and what you might do in their group. After finding one or several supervisors of interest, we hope that the rules bellow will help you choose the right supervisor for you.

Rule 1: Align research interests

You need to make sure that a prospective supervisor studies, or at the very least, has an interest in what you want to study. A good starting point would be to browse their personal and research group websites (though those are often outdated), their publication profile, and their students’ theses, if possible. Keep in mind that the publication process can be slow, so recent publications may not necessarily reflect current research in that group. Pay special attention to publications where the supervisor is senior author—in life sciences, their name would typically be last. This would help you construct a mental map of where the group interests are going, in addition to where they have been.

Be proactive about pursuing your research interests, but also flexible: Your dream research topic might not currently be conducted in a particular group, but perhaps the supervisor is open to exploring new ideas and research avenues with you. Check that the group or institution of interest has the facilities and resources appropriate for your research, and/or be prepared to establish collaborations to access those resources elsewhere. Make sure you like not only the research topic, but also the “grunt work” it requires, as a topic you find interesting may not be suitable for you in terms of day-to-day work. You can look at the “Methods” sections of published papers to get a sense for what this is like—for example, if you do not like resolving cryptic error messages, programming is probably not for you, and you might want to consider a wet lab–based project. Lastly, any research can be made interesting, and interests change. Perhaps your favorite topic today is difficult to work with now, and you might cut your teeth on a different project.

Rule 2: Seek trusted sources

Discussing your plans with experienced and trustworthy people is a great way to learn more about the reputation of potential supervisors, their research group dynamics, and exciting projects in your field of interest. Your current supervisor, if you have one, could be aware of position openings that are compatible with your interests and time frame and is likely to know talented supervisors with good reputations in their fields. Professors you admire, reliable student advisors, and colleagues might also know your prospective supervisor on various professional or personal levels and could have additional insight about working with them. Listen carefully to what these trusted sources have to say, as they can provide a wealth of insider information (e.g., personality, reputation, interpersonal relationships, and supervisory styles) that might not be readily accessible to you.

Rule 3: Expectations, expectations, expectations

A considerable portion of PhD students feel that their program does not meet original expectations [ 3 ]. To avoid being part of this group, we stress the importance of aligning your expectations with the supervisor’s expectations before joining a research group or PhD program. Also, remember that one person’s dream supervisor can be another’s worst nightmare and vice versa—it is about a good fit for you. Identifying what a “good fit” looks like requires a serious self-appraisal of your goals (see Rule 1 ), working style (see Rule 5 ), and what you expect in a mentor (see Rule 4 ). One way to conduct this self-appraisal is to work in a research lab to get experiences similar to a PhD student (if this is possible).

Money!—Many people have been conditioned to avoid the subject of finances at all costs, but setting financial expectations early is crucial for maintaining your well-being inside and outside the lab. Inside the lab, funding will provide chemicals and equipment required for you to do cool research. It is also important to know if there will be sufficient funding for your potential projects to be completed. Outside the lab, you deserve to get paid a reasonable, livable stipend. What is the minimum required take-home stipend, or does that even exist at the institution you are interested in? Are there hard cutoffs for funding once your time runs out, or does the institution have support for students who take longer than anticipated? If the supervisor supplies the funding, do they end up cutting off students when funds run low, or do they have contingency plans? ( Fig 1 ).

Professional development opportunities—A key aspect of graduate school training is professional development. In some research groups, it is normal for PhD students to mentor undergraduate students or take a semester to work in industry to get more diverse experiences. Other research groups have clear links with government entities, which is helpful for going into policy or government-based research. These opportunities (and others) are critical for your career and next steps. What are the career development opportunities and expectations of a potential supervisor? Is a potential supervisor happy to send students to workshops to learn new skills? Are they supportive of public outreach activities? If you are looking at joining a newer group, these sorts of questions will have to be part of the larger set of conversations about expectations. Ask: “What sort of professional development opportunities are there at the institution?”

Publications—Some PhD programs have minimum requirements for finishing a thesis (i.e., you must publish a certain number of papers prior to defending), while other programs leave it up to the student and supervisor to decide on this. A simple and important topic to discuss is: How many publications are expected from your PhD and when will you publish them? If you are keen to publish in high-impact journals, does your prospective supervisor share that aim? (Although question why you are so keen to do so, see the San Francisco Declaration on Research Assessment ( www.sfdora.org ) to learn about the pitfalls of journal impact factor.)

Rule 4: It takes two to tango

Sooner or later, you will get to meet and interview with a prospective PhD supervisor. This should go both ways: Interview them just as much as they are interviewing you. Prepare questions and pay close attention to how they respond. For example, ask them about their “lab culture,” research interests (especially for the future/long term), and what they are looking for in a graduate student. Do you feel like you need to “put on an act” to go along with the supervisor (beyond just the standard interview mode)? Represent yourself, and not the person you think they are looking for. All of us will have some interviews go badly. Remember that discovering a poor fit during the interview has way fewer consequences than the incompatibility that could arise once you have committed to a position.

To come up with good questions for the prospective supervisor, first ask yourself questions. What are you looking for in a mentor? People differ in their optimal levels of supervision, and there is nothing wrong with wanting more or less than your peers. How much career guidance do you expect and does the potential supervisor respect your interests, particularly if your long-term goals do not include academia? What kind of student might not thrive in this research group?

Treat the PhD position like a partnership: What do you seek to get out of it? Keep in mind that a large portion of research is conducted by PhD students [ 4 ], so you are also an asset. Your supervisor will provide guidance, but the PhD is your work. Make sure you and your mentor are on the same page before committing to what is fundamentally a professional contract akin to an apprenticeship (see “ Rule 3 ”).

Rule 5: Workstyle compatibility

Sharing interests with a supervisor does not necessarily guarantee you would work well together, and just because you enjoyed a course by a certain professor does not mean they are the right PhD supervisor for you. Make sure your expectations for work and work–life approaches are compatible. Do you thrive on structure, or do you need freedom to proceed at your own pace? Do they expect you to be in the lab from 6:00 AM to midnight on a regular basis (red flag!)? Are they comfortable with you working from home when you can? Are they around the lab enough for it to work for you? Are they supportive of alternative work hours if you have other obligations (e.g., childcare, other employment, extracurriculars)? How is the group itself organized? Is there a lab manager or are the logistics shared (fairly?) between the group members? Discuss this before you commit!

Two key attributes of a research group are the supervisor’s career stage and number of people in the group. A supervisor in a later career stage may have more established research connections and protocols. An earlier career stage supervisor comes with more opportunities to shape the research direction of the lab, but less access to academic political power and less certainty in what their supervision style will be (even to themselves). Joining new research groups provides a great opportunity to learn how to build a lab if you are considering that career path but may take away time and energy from your thesis project. Similarly, be aware of pros and cons of different lab sizes. While big labs provide more opportunity for collaborations and learning from fellow lab members, their supervisors generally have less time available for each trainee. Smaller labs tend to have better access to the supervisor but may be more isolating [ 5 , 6 ]. Also note that large research groups tend to be better for developing extant research topics further, while small groups can conduct more disruptive research [ 7 ].

Rule 6: Be sure to meet current students

Meeting with current students is one of the most important steps prior to joining a lab. Current students will give you the most direct and complete sense of what working with a certain supervisor is actually like. They can also give you a valuable sense of departmental culture and nonacademic life. You could also ask to meet with other students in the department to get a broader sense of the latter. However, if current students are not happy with their current supervisor, they are unlikely to tell you directly. Try to ask specific questions: “How often do you meet with your supervisor?”, “What are the typical turnaround times for a paper draft?”, “How would you describe the lab culture?”, “How does your supervisor react to mistakes or unexpected results?”, “How does your supervisor react to interruptions to research from, e.g., personal life?”, and yes, even “What would you say is the biggest weakness of your supervisor?”

Rule 7: But also try to meet past students

While not always possible, meeting with past students can be very informative. Past students give you information on career outcomes (i.e., what are they doing now?) and can provide insight into what the lab was like when they were in it. Previous students will provide a unique perspective because they have gone through the entire process, from start to finish—and, in some cases, no longer feel obligated to speak well of their now former supervisor. It can also be helpful to look at previous students’ experiences by reading the acknowledgement section in their theses.

Rule 8: Consider the entire experience

Your PhD supervisor is only one—albeit large—piece of your PhD puzzle. It is therefore essential to consider your PhD experience as whole when deciding on a supervisor. One important aspect to contemplate is your mental health. Graduate students have disproportionately higher rates of depression and anxiety compared to the general population [ 8 ], so your mental health will be tested greatly throughout your PhD experience. We suggest taking the time to reflect on what factors would enable you to do your best work while maintaining a healthy work–life balance. Does your happiness depend on surfing regularly? Check out coastal areas. Do you despise being cold? Consider being closer to the equator. Do you have a deep-rooted phobia of koalas? Maybe avoid Australia. Consider these potentially even more important questions like: Do you want to be close to your friends and family? Will there be adequate childcare support? Are you comfortable with studying abroad? How does the potential university treat international or underrepresented students? When thinking about your next steps, keep in mind that although obtaining your PhD will come with many challenges, you will be at your most productive when you are well rested, financially stable, nourished, and enjoying your experience.

Rule 9: Trust your gut

You have made it to our most “hand-wavy” rule! As academics, we understand the desire for quantifiable data and some sort of statistic to make logical decisions. If this is more your style, consider every interaction with a prospective supervisor, from the first e-mail onwards, as a piece of data.

However, there is considerable value in trusting gut instincts. One way to trust your gut is to listen to your internal dialogue while making your decision on a PhD supervisor. For example, if your internal dialogue includes such phrases as “it will be different for me,” “I’ll just put my head down and work hard,” or “maybe their students were exaggerating,” you might want to proceed with caution. If you are saying “Wow! How are they so kind and intelligent?” or “I cannot wait to start!”, then you might have found a winner ( Fig 2 ).

Rule 10: Wash, rinse, repeat

The last piece of advice we give you is to do this lengthy process all over again. Comparing your options is a key step during the search for a PhD supervisor. By screening multiple different groups, you ultimately learn more about what red flags to look for, compatible work styles, your personal expectations, and group atmospheres. Repeat this entire process with another supervisor, another university, or even another country. We suggest you reject the notion that you would be “wasting someone’s time.” You deserve to take your time and inform yourself to choose a PhD supervisor wisely. The time and energy invested in a “failed” supervisor search would still be far less than what is consumed by a bad PhD experience ( Fig 3 ).

The more supervisors your interview and the more advice you get from peers, the more apparent these red flags will become.

Conclusions

Pursuing a PhD can be an extremely rewarding endeavor and a time of immense personal growth. The relationship you have with your PhD supervisor can make or break an entire experience, so make this choice carefully. Above, we have outlined some key points to think about while making this decision. Clarifying your own expectations is a particularly important step, as conflicts can arise when there are expectation mismatches. In outlining these topics, we hope to share pieces of advice that sometimes require “insider” knowledge and experience.

After thoroughly evaluating your options, go ahead and tackle the PhD! In our own experiences, carefully choosing a supervisor has led to relationships that morph from mentor to mentee into a collaborative partnership where we can pose new questions and construct novel approaches to answer them. Science is hard enough by itself. If you choose your supervisor well and end up developing a positive relationship with them and their group, you will be better suited for sound and enjoyable science.

Funding Statement

The authors received no specific funding for this work.

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How to choose the right PhD supervisor

4 red flags to be wary of in the search for a good match.

Gemma Conroy

Credit: Thomas Barwick/Getty

23 June 2020

Thomas Barwick/Getty

A PhD supervisor can make or break a candidate’s progress. It’s estimated that roughly half of all PhD candidates in North America do not complete their doctoral studies due to a lack of support from their supervisor.

“It’s a decision that should be taken very seriously,” says Anna Sverdlik, an educational psychologist at the University of Quebec in Montreal, Canada.

“This is the person you could be working with for several years and it can shape who you are as an academic.”

Below are four tips that can help PhD candidates choose a suitable supervisor , and the red flags to watch out for:

1. Interview the supervisor

While most candidates focus on trying to impress a prospective supervisor, Emma Beckett took the opposite approach when she was choosing between institutions for her PhD.

“I approached each meeting as if I were interviewing the supervisor, and not the other way around,” says Beckett, a molecular nutrition scientist at the University of Newcastle in New South Wales, Australia.

“Forget the power dynamic and remember it’s about what’s best for your development.”

Asking the right questions can give students a better sense of whether a supervisor is the best match for them, says Sverdlik, who studies motivation and wellbeing in doctoral students.

“Talk to them and see what kind of person they are,” she says. “Students are often too grateful when someone shows an interest, and this puts them at a disadvantage.”

Red flag: If a potential supervisor is difficult to pin down for a meeting, they are unlikely to treat their students as a priority down the line, says Beckett.

2. Get an outside perspective

Reaching out to former students, collaborators, and lab members can be a good way of forming an accurate view of a supervisor’s reputation, says Gerard Dericks from Oxford Brookes University in the United Kingdom, who studies PhD student satisfaction.

“You want to do a mini background check, as it’s difficult to tell how honest a researcher is during an interview.”

Speaking with former co-authors can also give candidates a better idea of how collaborative a supervisor is and how well their skills and research interests match, says Dericks.

Paying attention to how colleagues interact with the supervisor can also prevent candidates from entering a toxic situation.

Beckett says she experienced this first-hand at a lab meet-and-greet session when she was searching for a postdoc position. “Multiple students came knocking on the principal investigator’s door in tears,” she recalls. “That’s definitely a bad sign.”

Red flag: If a supervisor seems to prefer working alone or doesn’t include students as co-authors on their papers, it’s unlikely that they will help the candidate build their resumes, says Sverdlik.

3. Look beyond the PhD

Candidates should look for a supervisor who can help them develop the skills they need to progress in their career after completing their PhD, says Beckett.

“Too many students get caught up in the PhD topic or project, but it’s about building skills that can help you pivot into what you want to do next,” she says. “The outcome of a PhD is not about output, but who you are as a scientist.”

Sverdlik says that candidates should discuss professional development opportunities with potential supervisors, such as writing workshops , training in advanced statistics, and research integrity seminars.

Red flag: Too much emphasis on publishing papers can be a sign that the potential supervisor lacks integrity and isn’t focussed on helping their students’ skill development, says Beckett.

4. Consider the supervisor’s working style

Rather than choosing a supervisor for their prestige and research interests, Beckett says candidates should pay attention to the workplace culture and how things run day-to-day.

This can mean discussing expectations before committing to a potential supervisor, such as working hours, meeting frequency, and how the supervisor tracks their candidates’ progress, she says.

“Some students like to be micromanaged, while others prefer to do things in their own time,” says Beckett. “Finding out whether your day-to-day controls and procedures are compatible is a way of understanding their ‘big picture’ ethos without actually asking.”

Red flag: Prospective supervisors who expect candidates to work on weekends or be on-call outside of working hours are likely to be more interested in a student’s productivity than their growth and development, says Beckett.

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Top tips for choosing a phd supervisor.

Özge Özden lays out the pros and cons you need to consider when choosing a supervisor, as well as five key qualities to look out for

Selecting a PhD supervisor is one of the most crucial – and difficult – decisions a young researcher will have to make. And while there is no failsafe method of choosing one, your decision will undoubtedly be influenced by the subject in which you intend to work, the sort of research you wish to do and your checklist of goals for your PhD.

It is unwise to dismiss the importance of any personality traits that you think may make a relationship with a supervisor difficult. Remember that, when doing research, there will be extreme highs and extreme lows throughout the duration of your PhD studies, so you should try to choose a supervisor with whom you can collaborate effectively during challenging circumstances. There are many supervisors out there, and it is almost always feasible to find someone with whom you can work well and produce a good research project.

• Ten platinum rules for PhD supervisors
• Tips for new PhD supervisors: how to hold effective meetings
• Bullying by supervisors is alive and well – now is the time to tackle it

A good PhD supervisor has experience overseeing PhD students through to completion, has a strong publication record, is active in their research field, has enough time to provide adequate supervision, is genuinely interested in your project, can provide mentorship and has a supportive personality.

Numerous PhD students criticise their adviser/s and, due to unstable supervisor-student interactions, end up dropping out. Ineffective and uncooperative supervisors may cause a lot of research students to feel quite uncomfortable. This is doubly important given that 32 per cent of PhD candidates are at risk of developing or already suffer from depression.

The ideas and opinions of your adviser are very important when you choose your doctoral research topic. If a doctoral student works on a subject that always arouses their curiosity and excites them then their discoveries will also often be interesting and they will be more likely to succeed. Of course, if the doctoral supervisor is interested in the subject chosen by their student, then that supervisor will be able to guide their student better.

In my opinion, the key difficulty with completing a PhD is not so much found academically, rather the process is incredibly difficult psychologically and emotionally. And there is added emotional weight if you are pursuing a PhD in a foreign nation far from your home, family and friends. As a result, selecting a good, friendly PhD supervisor is critical for engendering a healthy, long-term educational programme in which you are supported psychologically and emotionally.

What are the qualities of a good supervisor?

1. Effective communicator

Let’s assume you have a supervisor, but it’s still early days and you still have time to leave his or her domain. If you don’t receive a response to your emails from them within a fair amount of time, you need to discuss this. Always talk first, but if it continues you might seriously think about switching supervisors, because if you end up with one who ignores your emails and/or social media communications, such inactivity will always end up causing you issues, either directly or indirectly. An ideal supervisor should reply to your emails and messages promptly, even those sent via WhatsApp or other messaging apps, and offer helpful criticism.

2. Passionate

An excellent supervisor is passionate about the work of their pupils. They should be someone who is inspiring and uplifting, who helps their students reach new heights. Someone is not a good supervisor if they lack enthusiasm and interest in their role as your mentor and do not offer verbal encouragement.

3. Knowledgeable

Your supervisor ought to be informed and skilled in your area of study and have top-notch study methods and data analysis skills. If they do not, there is a higher probability you will experience difficulties with your academic studies.

4. Supportive of your career

You should try to choose a supervisor who has a demonstrable history of assisting students in launching their careers. Typically, a good supervisor would introduce pupils to his or her co-workers and let PhD students know about any seminars or conferences that are pertinent to their field of study and future plans. Additionally, a competent supervisor should encourage future partnerships once their student’s PhD studies are finished and make the publishing of their research products easier.

In order to support their academic careers, some faculty members who are not actively engaged in research take on PhD or masters students. How can you determine if they are active or not is the question. For a start, try looking up the potential supervisor’s research articles on Google Scholar, ResearchGate or other academic websites.

One of the most important aspects to consider when it comes to supervisors is their previous track record. Feel free to enquire how many research fellows or PhD students they have previously educated and what those fellows went on to achieve. How many went on to become successful academics? Finally, remember that it is usually helpful to spend some time working with your potential supervisor voluntarily before making your final decision.

Above all, remember that this is a significant choice; you should not make it without careful consideration.

Özge Özden is the dean of the faculty of agriculture at Near East University, North Cyprus, where she has been working since 2012.

Original post: https://www.timeshighereducation.com/campus/top-tips-choosing-phd-supervisor

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What makes a great PhD supervisor?

Three supervisors tell us how to guide a student through the doctoral process

What do you think makes outstanding doctoral supervision? Is it cold, hard academic expertise, or something softer and more human, like people skills and the ability to build relationships?

The reality is probably somewhere in between, and impossible to define precisely, since every supervisory relationship will be different. But there are certainly attributes that the best supervisors share. A new video from Angel Productions , which produces videos for doctoral students, explores what it takes to build a meaningful relationship that is both supportive and challenging, and which evolves over the course of the doctoral process.

The video speaks to three experienced academics from the London School of Economics, University of Warwick and Queen’s University Belfast, who were all shortlisted for a national award. They share their ideas and insights about supervising a doctorate.

The video’s producer Stephen Engelhard was motivated to make the video after hearing gripes from doctoral students while filming other training videos. Some moaned about unavailable supervisors who seemed always away at conferences. Others were frustrated with unhelpful feedback, which they found overly critical or short of detail. Sometimes supervisors piled on more reading when students were really looking for help in making sense of what they had already read. “There are too many stories of supervisors treating research students as workhorses, personal assistants or even babysitters instead of the next generation of researchers,” he says.

Join the higher education network for more comment, analysis and job opportunities, direct to your inbox. Follow us on Twitter @gdnhighered . And if you have an idea for a story, please read our guidelines and email your pitch to us at [email protected].

Looking for a higher education job? Or perhaps you need to recruit university staff? Take a look at Guardian Jobs , the higher education specialist

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How to become a better PhD supervisor

Rikke Plougmann argues that PhD students can only thrive if their wellbeing – and not just their scientific development – is properly supported

As an early career nanoscientist, I have so far worked in research groups in four different countries. The culture and supervision style in each group were never quite alike, but what they had in common was that PhD students often faced the same mental and emotional challenges. Sadly, research is rarely the hardest part about doing a PhD – rather, it is managing the dynamics between a supervisor and their students and wider research group. Difficult situations often – but not always – arise due to dysfunctional leadership styles and toxic work environments.

There is a scary and common misconception in physics that students work better if their supervisors and other senior group members pressure them with negative, condescending language. The students might be undermined and made to feel inferior to their peers, but – so the thinking goes – it’ll spur them on. However, this leadership style drains students and makes them less engaged, worsening their performance. In contrast, PhD students who feel respected and encouraged have a higher work output, share their work more openly and progress faster.

Supervisors must take responsibility for their role as leaders and assess whether they are helping or hindering their students. Improving academia’s work culture is crucial for the future of physics – and supervisors play a vital role in fostering a welcoming environment for all. Any supervisor who thinks they don’t influence their research group’s culture is underestimating their role as the captain of the ship.

To keep PhD students motivated and hardworking, supervisors and other group members need to encourage, guide and support one another. So, what can supervisors do – and more importantly not do – to improve the wellbeing of their students so that they can raise their own work standards and that of the research group?

Setting the standard

PhD students will be happy and productive if they are made to feel understood and respected. Supervisors need to remember that students are highly motivated researchers and – driven by that motivation – they are working as hard as they can. Any comments that suggest otherwise can be manipulative, signal a lack of trust, and can cause the student to feel undervalued, misunderstood and demotivated.

If there is a concern that a student is not working hard enough, their supervisor should schedule a meeting to discuss the situation in an honest and respectful way. Negative comments and jokes about a particular student not working hard enough usually do more harm than good. Positively influencing their motivation, for example by encouraging students to overcome their research challenges, is the best way forward. After all, a student’s output is heavily guided by their supervisor.

In my experience, the best research groups are those where people help each other to progress, stand up for each other and have a healthy dynamic. Supervisors can create this kind of environment by leading by example: being supportive and encouraging in meetings, and suggesting open collaboration. This kind of culture will not be fostered by comparing students’ progress against each another, or putting down group members to others behind their backs, or rewarding those who succeeded but left a mess behind for others to clean up. The language a supervisor uses when talking to students will rub off on them so that when they talk to each other it will be done in an equally respectful (or disrespectful) way.

I also encourage supervisors to find out what their PhD students need, rather than what they think they need. The quickest way to optimize supervision style is to ask for feedback – and to listen to it. Sure, there are sometimes good arguments for running things the way they always have been done, but it might create a huge positive change if supervision style is adapted even slightly to such feedback.

The best years of your life?

For those who could have a future in academia, give them a fair and realistic picture of what it is like to work there. For those who hope to forge a career path in industry, teaching, finance, engineering, IT or the many other areas that physicists go into, students still need to be respected and encouraged so that they part ways on good terms. How previous group members have been treated will heavily influence the dynamics of the group.

Many physicists go into the subject because they love science and not necessarily because they wanted to be leaders of people. But the fact remains that supervisors are crucial to nurturing the next generation of scientists – and that power and responsibility must be used for good.

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What makes a good PhD supervisor? Top tips for managing the student-supervisor relationship.

Jan 8, 2020

When I started my PhD, the entire cohort of incoming students had an induction session in the university’s great hall. There were around 500 of us, from every department and every imaginable discipline. 

The induction itself was tedious, but there was one comment in particular that stood out immediately and stuck with me throughout my entire PhD journey. When a professor was asked in a Q&A what advice he would give incoming PhD students, he said to remember that, after your mother, your supervisor will be the most important person in your life.

Interested in group workshops, cohort-courses and a free PhD learning & support community? 

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Now I’m at the other end of the PhD and I’ve graduated, I’ve got some advice of my own to add to his. You see, the professor overlooked something really important, and that is that, by the time we were sitting in the induction, we had already chosen our supervisors (or had them assigned, as in my case).  

Why should that matter? Primarily because whether or not your supervisor becomes the most important person in your life depends how good that supervisor actually is, how well they are executing their duties, and how well you are managing the student-supervisor relationship. 

In this guide, I want to dig in a little more into what makes a good supervisor, before discussing what they should and shouldn’t be doing, why you need to please them (and how you can go about doing so), and how to make the 

How to choose a PhD supervisor 

The most important piece of advice for someone about to embark on a PhD and looking for a potential supervisor is to actually make an effort to talk to them about your research proposal.

Now, for many, your potential supervisor may be someone you already know, such as a lecturer, Master’s dissertation supervisor or tutor. Or, it may be someone from your department who you don’t know so well, but whose work fits your research interests. 

In either case, chances are you’ve interacted with them in a teacher-student kind of relationship, where they lecture and you take notes. Well, when thinking about your PhD and their role as a potential supervisor, it’s time to put on a different hat and approach them as a peer. Email them or call them and schedule a phone call or face-to-face meeting to talk about your proposal and solicit their advice. Be explicit about wanting them to supervise you and tell them why. They won’t bite. In all likelihood, they’ll be flattered. 

Now, the same applies even if it’s someone you don’t know or have never interacted with (perhaps if it’s someone from a different university or country). Approach them, explain what you intend to do and tell them exactly why you think they should supervise you.  

As you ask these questions, you’ll get a pretty good idea of what to look for in a potential supervisor. For one, their research interests need to align with yours. The closer they align the better. But, more than that, you need to consider whether they have published in your field (and whether they’re continuing to do so).

Often, though, the more high-profile academics will already be supervising a number of students. Try, if you can, to get an idea of how many PhD students they are currently supervising. This will give you a good idea of whether they’ll have the time required to nurture your project over the years it will take you to complete it, or whether they’ll be stretched too thin. Also, look at how many students they have supervised in the past and how many of them completed successfully. This will give you a good insight into their experience and competence.  

Remember back to that advice I got on my first day: the person you’re choosing to supervise your study will become the most important person in your life, so you need to consider the personal dimension too. Do you actually get on with them? You’ll be spending a lot of time together, and some of it will be when you’re at your most vulnerable (such as when you’re stressed, under incredible pressure or breaking down as the PhD blues get the better of you). Do you think this person is someone with whom you can have a good, friendly relationship? Can you talk openly to them? Will they be there for you when you need them and, more importantly, will you be able to ask them to be?

Once you’ve considered all this, don’t be afraid to approach them at a conference, swing by their office, drop them an email or phone them and run your project by them. The worst they can do is say no, and if they do they’ll likely give you great feedback and advice that you can take to another potential supervisor. But they may just turn around and say yes, and if you’ve done your homework properly, you’ll have a great foundation from which to start your PhD-journey. They’ll also likely work with you to craft your draft proposal into something that is more likely to be accepted. 

Your PhD Thesis. On one page.

Use our free PhD Structure Template to quickly visualise every element of your thesis.

What is the role of a supervisor?

Think of your supervisor like a lawyer. They are there to advise you on the best course of action as you navigate your PhD journey, but ultimately, the decisions you make are yours and you’re accountable for the form and direction your PhD takes.

In other words: they advise, you decide. 

I appreciate that is vague, though. What do they advise on?

Primarily, their job is:

8. To a certain extent, they often provide emotional and pastoral support

How many of these jobs they actually do will vary from supervisor to supervisor. You have to remember that academics, particularly those that are well known in their field, are often extremely busy and in many cases overworked and underpaid. They may simply not have the time to do all the things they are supposed to. Or, it may be the case that they simply don’t need to because you already have a good handle on things. 

What does a supervisor not do?

Your supervisor is not there to design your research for you, or to plan, structure or write your thesis. Remember, they advise and you decide. It’s you that’s coming up with the ideas, the plans, the outlines and the chapters. It’s their job to feedback on them. Not the other way around.

Unlike at undergraduate or masters level, their job isn’t to teach you in the traditional sense, and you aren’t a student in the traditional sense either. The onus is on you to do the work and take the lead on your project. That means that if something isn’t clear, or you need help with, say, a chapter outline, it is up to you to solicit that advice from your supervisor or elsewhere. They won’t hold your hand and guide you unless you ask them to.

Having said that, their job isn’t to nanny you. At PhD level it is expected that you can work independently and can self-motivate. It is not your supervisor’s job to chase you for chapter drafts or to motivate you to work. If you don’t do the work when you’re supposed to then it’s your problem, not theirs.

It’s also not their job to proofread or edit your work. In fact, if you’re handing in drafts that contain substantial fluency or language issues (say, if you’re a non-native English speaker), it’s likely to annoy them, particularly if you’re doing so at the later stages of the PhD, because they’ll have to spend as much time focusing on how you’re writing as they do on what you’re writing.

More troubling would be if you explicitly ask them to correct or edit the language. They won’t do this and will take a dim view of being asked. Instead, hire a proofreader or ask a friend with good writing skills to take a read through and correct any obvious language errors (check the rules laid out by your university to see what a proofreader can and cannot do though. As with everything in your PhD, the onus is on you to do things properly).

What you need to do to please your supervisor

The lines between what your supervisor will and will not do for you are blurred, and come down in large part to how much they like you. That means you should pay attention to pleasing them, or at least not actively irritating them.

There are a few simple things you can do that will make their life easier and, with that, boost their opinion of you and their willingness to go beyond their prescribed role.

First, and by this stage you shouldn’t need to be told this, meet deadlines, submit work to them when you said you would, and turn up to your supervision meetings on time. If you meet the deadlines you’ve set, they’re more likely to return work quicker and spend more time reading it prior to doing so.

Wrapping up

Managed well, you too can ensure that your supervisor is the most important person in your life. And you want them to be. Those who succeed in their PhDs and in their early academic careers are those who had effective supervision and approached their supervisor as a mentor.

Things don’t always go according to plan, though, and sometimes even with the best will in the world, supervisors under-perform, create problems or, in more extreme cases, sabotage PhD projects. This can be for a variety of reasons, but it leaves students in a difficult position; in the student-supervisor relationship, the student is relatively powerless, particularly if the supervisor is well known and highly esteemed. If this is the case, when things don’t go well, raising concerns with relevant channels may prove ineffective, and may even create more problems. In these extreme cases, you’ll have to draw on levels of diplomacy and patience you may never have known you had.  

Hello, Doctor…

Sounds good, doesn’t it?  Be able to call yourself Doctor sooner with our five-star rated How to Write A PhD email-course. Learn everything your supervisor should have taught you about planning and completing a PhD.

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10 comments.

I am very grateful for your interesting and valuable advice here. Thank you very much!

Thanks for the kind words.

Though my PhD journey is still in an infancy stage, i can’t thank you enough for the wisdom, motivation and upliftment shared….thank you, i earnestly appreciate it.

You’re very kind. It’s my aim to help others and make their lives easier than mine was when I was doing my PhD. To hear that it’s working fills me with a lot of joy.

I am grateful for this e-mail. I really appreciate and I have learnt a lot about how to build a fruitful relationship with my supervisor.

Thank you again for your notable contribution to our PhD journey.

You’re very welcome. Thanks for reading.

I’m looking to doing a PhD research and believe your service and material would be very useful. It am in the process of applying for a place at SOAS and hope to be offered the opportunity. I anticipation of this I’m currently investigating and making notes to all the support I’ll need. The challenge for me is I’ll be 69 years old in November and into my 70s in three years time, and would need all the support and encouragement available.

So wish me luck.

Thanks for the comment. What you bring with you is experience and expertise. That will serve you well as you go through the PhD journey. Good luck!

Thank you so much for the valuable advice. I really appreciate your motivation and guidance regarding the PhD journey. Iam a second year PhD student with the University of South Africa and l think your words of wisdom will help me to maintain a friendly relationship with my supervisor until graduation. I thank you

You’re very welcome. I’m glad you’re finding what we do here useful. Keep up the good work.

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The PhD Journey – How to Identify a Fantastic Supervisor

Entering graduate school to complete a doctorate degree is one of the most important decisions in an academic’s research career. This decision requires a logical evaluation of one’s long-term career path. Before beginning a PhD course, some key aspects should be decided:

1) Choosing your niche of interest

2) Selecting an excellent supervisor

It is certainly easier to pursue your career when you identify a research problem that interests you. In addition, having shared interests with your mentor/supervisor will help build working relationships. It is wise to outline your interests first and then align it with those whose ideals reflect yours. There are plenty of examples in academia where the working relationship has suffered due to poor mentorship. Furthermore, in academia, poor mentorship is the unfortunate norm and not the exception, although academics are now actively raising awareness publicly. We have addressed some of these concepts previously that include –

• Dealing with a bad student-advisor relationship
• Managing work relationships with an advisor
• Dealing with unfair authorship claims
• Obtaining academic support for researchers

In this article, we outline a guide to selecting a good PhD supervisor – perhaps even a fantastic one.

Selection Criteria

In a recent review, researchers tapped their own experience on how to approach a supervisor for research opportunities. It is important to acknowledge your research plan , capacity for independent funds, and the type of supervision you seek. A supervisor will take on a variety of different roles (mentor, adviser, editor, and boss) in a 3-4 year PhD course. However, their primary task remains to provide you with resources and a sound research platform to advance your career.

Lab Rotations

Organize to meet your supervisor in person. This could be a primary visit to discuss the research potential or an expansive visit that includes visiting their research facility. Supervision is a partnership; learn and be willing to be guided constructively. There are some dos and don’ts that may assist you in the process right from the beginning of your PhD to thesis submission.

Healthy Work Partnership

Maintain continued interests in the research area. Furthermore, always maintain brief and productive communication as finding a supervisor is a personal choice. Maintain professional courtesy, while creating a healthy work partnership . A strong work relationship is mutual, always be mindful of what you contribute and receive in return.

Discussions with Present and Previous Lab Members

It is perhaps most vital , to ensure that a supervisor of interest has a good background both professionally and personally . Existing problems in academia arise mostly due to personal conflicts, rather than professional differences. If research on your potential employer’s background results in allegations, restart your search.

Ideal Supervision

The concept of an ideal supervisor varies across academic disciplines and can be a personal viewpoint as well. The University of Calgary has an entire e-book published on this subject. Although the search for an ideal supervisor is tedious; a few databases offer options to delineate the process. A reasonable research supervisor must:

• Mentor graduate students,
• Train students in research and
• Train students in writing publications/grants.

Lab Attrition Rates and Lab Placements

Choosing a research supervisor in the life sciences specifically is a bit more complicated than in other disciplines. Key reasons include funding rates, lab attrition, and ensuring first-author research publications for career advancement. This process can be facilitated by contacting the senior Faculty for general information. Alternately, you can also check your eligibility to receive independent funding as a graduate scholar through an affiliated public University. Once you decide that an individual meets the key criteria in your checklist, consider making a formal application with that fantastic researcher. Good luck.

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Tress Academic

#10: Good PhD-supervision: What you can expect

May 14, 2019 by Tress Academic

Are you wondering what one might typically be able to expect from a good PhD supervisor? Are you uncertain if your own supervision ticks all the boxes? Are you having one issue or another with supervision and you’re not sure if this is normal? We’ve compiled this exposé of ‘Five pillars of good PhD-supervision’ to give you more clarity on what to expect, plus an added bonus self-check ‘How good is my PhD supervision?’

We often find that PhD students are uncertain as to what they might actually be able to expect from a PhD supervisor, and what actions a good supervisor would or wouldn’t take. We also often meet PhD students who are having issues with supervision, but do not know if what they’re experiencing is common, normal or actually an exception. 

There is evidence from a range of studies of how important good supervision is for the PhD experience, process and outcome ( Woolston, C. 2017 , Max Planck PhD-net 2018 ). It is quite clear, that the difficulties in undertaking a PhD study become easier with a great supervisor by your side. That is not to say that individual PhD students- who do not have good supervision won’t make it, but there is a significant difference between just ‘completing ’ or handing in a great dissertation with a fantastic learning experience behind them. Everyone can benefit from the expertise of a superb and experienced supervisor. 

The aim of this blog-post is to give you an idea about these five essential elements, which together constitute the pillars of good PhD-supervision. This can help you to make an informed judgement about your personal situation and eventually encourage you to start improving aspects of your supervision, if you feel it necessary. For those of you who are right at the beginning of a PhD and have not yet chosen a supervisor (or not appointed all your supervisors), our five features can give you some orientation of whom to pick. Ideally, you get a trusted supervisor who will meet all five features. If you’re curious how yours stack up, we’ve included a self-check ‘How good is my PhD-supervision?’ for you to take at the end of this post! 

However, there is no black and white standard of exactly what your supervisor should do, so it can be difficult to evaluate based on a formula of “if this does not happen, then they’re not a good supervisor”. The boundaries are rather grey and a good relationship to your supervisor does not hinge upon the fulfilment of a single aspect. There are many ways  for good supervision to express itself. 

Still, we believe there are a couple of features that are essential and constitute “good supervision” and we want to outline these for you. If your supervisor lacks several of these essential features, it can be tricky to get sufficient support for your PhD in the long run. 

Today in many countries and disciplines, it is common to have a supervisory team, so you are advised by multiple people. The responsibilities are often shared between one main supervisor and 1-3 (and eventually more) co-supervisors. Supervisors may also be called mentors or advisors(just so you know that this is the same thing unless your PhD regulations specify another meaning in your case). 

So here are our five pillars of good PhD supervision:

1. Guidance

Guidance is the no.1 pillar of good supervision. You should receive guidance from your supervisor for all matters – big and small – regarding your PhD study. Your supervisor should give guidance in particular, regarding:

• Your research and individual aspects hereof. What do you research and how?
• The planning of your project. That means guidance on how to design, set-up and carry out a project in the given time span. 
• The outcomes of your PhD in terms of publications, patents or potential applications.
• The educational part of your studies. How you acquire the necessary skills to succeed with your project, and in a broader sense, how to become an independent researcher. This also includes complementary skills courses like the ones from TRESS ACADEMIC .
• The administrative aspects around your PhD , such as: PhD regulations of your university, deadlines and documents that have to be handed in to your graduate programme , composition of a supervisory team, examination board, submission of your dissertation, etc… 

2. Expertise

Good supervision means to have a supervisor who has expertise in the very subject area in which you undertake your PhD project. So they should have excellent knowledge of the discipline, know the latest innovations and cutting-edge questions, can anticipate future trends, and are  recognised scholar in your scientific community. Their research interest is your research interest and vice versa. 

Ideally, your supervisor is also trained pedagogically on how to supervise PhD students. The pedagogic expertise is complementary to the research expertise. You won’t benefit much from a superstar from  your field who shows little interest in transferring their knowledge to you, or does not concern themselves with  how they can help you learn. 

Your supervisor should support you in pursuing your goal of getting the PhD degree. Having a supportive supervisor means you have a person you can trust and who will be on your side. Support should include mental support, but it also means having  a helping hand when needed – to make contact with other scientists, get help with data permits or ethical clearances, gaining you access to data, or financial support. Having a person you know you can rely on when things get tough is a big plus. 

A supportive supervisor maintains a positive attitude towards your project and displays empathy. They should display a keen interest in seeing you succeed, encourage you to broaden your horizons and try out new things. They offer sympathy when something goes wrong, show understanding for your situation, and motivate you when you’re feeling down. 

While guidance emphasises the procedure of successfully steering you through the 3-4 years of a PhD, support is your safety net, when you’re off track or when there’s something to handle that exceeds your power.   

4. Regular interaction

Although ‘having regular interaction with your PhD supervisor’ sounds almost too obvious, we know that many PhD students struggle with this aspect. We often hear comments like ‘my supervisor is difficult to get hold of’, ’my last meeting with my supervisor was months ago’, ‘my supervisor often cancels/postpones meetings’, ‘it takes ages for my supervisor to give me feedback on my work’ and so on. 

The problem with a lack of interaction is that it is key to the other pillars. If you have little interaction, most other features become problematic as well. If you lack interaction, you also lack support and guidance. You can have the ‘internationally-acknowledge-no.1-specialist’ in your field as supervisor, but if they hardly ever meet with you, you won’t get much out of their supervision. 

A good supervisor maintains interaction by way of regular supervisory meetings and spontaneous encounters. Here’s a short characteristic of both types: 

4.1. Supervisory meetings

In these meetings your supervisor and you meet regularly to discuss aspects of your project and PhD progress. This is the time when you get your supervisor’s full attention. You get input, can exchange ideas, you receive constructive feedback, and – as part of the package –  quite a lot of –  criticism as well. Through feedback in regular meetings you learn and grow. Your supervisory meetings are scholarly disputes about your work among the expert and the novice. Supervisory meetings are also necessary to administer and manage your project – setting targets, checking progress, and making sure that whatever you have to hand in to the university or grad school gets there on time and as required. 

4.2. Spontaneous encounters

You should also be able to approach your supervisor spontaneously with a question, a problem, or some great news you want to share and vice versa. Spontaneous interaction allows you to ‘be-in-touch’ and get to know each other in different ways and built a collegial relationship. It can help to clarify an urgent question so that you can proceed with your work without having to wait until the next meeting. 

But ad-hoc encounters are never a substitute for the regular meetings. If you have no meetings, and you receive all your supervision in form of spontaneous chats or advice, there’s something wrong. 

5. Advice on progress

You’ve got a limited time to complete your PhD of 3-4 years normally. Your supervisor should be keen to see you finish in this time-frame. A good supervisor is aware of your time-constraints right from the start, and supports you in getting through the entire process in a timely manner. But, apart from guidance and support, advice on your progress needs specific actions from your supervisor. It is conscious and deliberate checking of the adequateness of your progress in the different phases of your PhD that will make the difference. 

At the beginning of your PhD project, you should get advice on the adequateness of the project itself. Your supervisor should be checking if the project you want to work on is suitable for completion, with the expected outcome, in the given time-frame. A good supervisor will also warn you if that is not the case, and suggest changes to your project. 

After the onset of your PhD project and further into the process, you’ll need a supervisor who is regularly checking-in with you regarding the progress of your work and it’s quality. Towards this goal, many PhD programmes have included ‘TAC’ (Thesis Advisory Committee) meetings as a fixed requirement that has to be completed in order to progress with the PhD, or getting the necessary credits for the accompanying graduate programme. In case you’re not familiar with this: during the ‘TAC’ meetings, which take place 1-4 times a year (frequency depends on your programme), all of your supervisors formally meet with you. You present your recent progress and latest results to  get feedback on the adequateness of your advancement. ‘TAC’ meetings may also be called ‘PAC’ (PhD advisory committee) meetings, or ‘Supervisory Committee’ meetings.

The crucial point here is that you have at least one supervisor (but ideally multiple) who give you candid feedback once in a while so you know if you are on track or not. If you have a main supervisor who regularly checks your progress, and you hold the required number of TAC-meetings, you’re minimising the chance that there will be problems with the acceptance of your PhD thesis and the potential for lengthy demands to make fundamental changes to your dissertation in the end. 

In the final year and months, a good supervisor will advise you on the completion of individual parts of your work and requirements for submitting your thesis and preparations for the defence and final examination. 

How good is your supervision?

Now, are you pondering how your supervision scores on the five mentioned pillars? Are you happy with your supervision? Do you get good guidance? Are you benefitting from your supervisors’ expertise? Does your supervisor meet regularly with you? Do you receive support when you’re feeling down and demotivated? And, is someone giving you frank feedback on your progress? 

If you’re curious, take our self-check ‘ How good is my PhD supervision?’  

So how were your results? Did you score super high and you have an amazing supervisor? Well great! You’ll get all the necessary support along the path to PhD completion. 

Or are you among those with quite modest scores and feeling  unhappy with your supervisory situation? Think about what you might do to improve it. Like in any other relationship you have a great deal of influence! Have you spoken to your supervisor about your requirements and made them explicit? Have you been honest about your struggles or difficulties? Your supervisor only has a chance to respond to your needs if you let them know what they are! Stay tuned to the SMART ACADEMICS blog for more supervision topics that give more detail on how to improve your relationship with your supervisor!

Related resources:

• Expert guide: 8 reasons why supervision can fail. 
• Self-check: ‘How good is my PhD supervision?’  
• Smart Academics Blog #12: PhD graduate school: Your game changer!
• Smart Academics Blog #57: Can’t get your message across to your supervisor?
• Smart Ac ademics Blog #68: PhD Support: Pick the perfect co-supervisor
• Smart Academics Blog #80: Do I have to include my supervisor as a co-author?
• Smart Academics Blog #81: Meet your PhD supervisor online!
• Smart Academics Blog #98: Should I replace my PhD supervisor?
• Smart Academics Blog #114: PhD-journey with obstacles and happy end!
• Woolston, C. 2017: A love-hurt relationship. Nature, vol. 550, pp. 549-552 .
• Max Planck PhD-net 2018: 2017 PhDnet report.  

More information: 

Do you want to complete your PhD successfully? If so, please sign up to receive our free guides.  

© 2019 Tress Academic

#PhDStudent, #PhDEducation, #Supervision, #PhDSatisfaction, #Doctorate